Broker Check

Jessica Sexton

Chief Compliance Officer

Responsibilities: Jessica has served as IAA’s CCO since February 2014. Her primary responsibilities are to proactively identify, evaluate, manage and report on compliance and ensure IAA’s compliance with outside regulatory requirements and internal policies. As an executive leader, Jessica manages human resource responsibilities for the firm.

Career before IAA: Jessica started her financial services career in 2006 at LPL Financial in New Accounts where she was promoted to Supervisor and then Manager. Prior to joining IAA, she served as an OSJ- delegate for TriCapital Financial Group, Inc. and Project Manager for Impact Technologies Group, Inc. Previous experience also includes Claims and Policy Services for Progressive Insurance.

Education: Jessica is a graduate of Baldwin-Wallace University in Berea, Ohio. In her spare time, she enjoys horseback riding, mountain biking, and running.

Personal: Originally from Cleveland, Ohio, Jessica lives in Waxhaw with her husband and twins; Elliott and Cora.

Licenses & Designations:

  • Series 7 [held with LPL Financial]
  • Series 66 [held with LPL Financial and Independent Advisor Alliance]
  • Series 24 [held with LPL Financial]